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Principles & Guidelines

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Joint Association paper - Corporate Sustainability Due Diligence: An Effective Approach for Financial Institutions (January 2023) https://www.fia.org/sites/default/files/2023-01/CS3D%20An%20effective%20approach%20for%20financial%20institutions.pdf

Joint Trade association letter on supporting the EU securitisation market (November 2022) /sites/default/files/Joint-Letter_EU-Securitisation-Framework-3-November-2022.pdf

ICSA/EFAMA Global Memo on Benchmark Data Costs: Key recommendations for fair benchmark data costs (June 2021)  /sites/default/files/EFAMA%20ICSA%20Global%20Memo%20Benchmark%20Data%20Costs_1.pdf

Joint Association Letter on Digital Future for Financial Markets (August 2020)  /sites/default/files/Digital-Future-Letter-Final-signed.pdf

ASIFMA: New Industry Paper on Tackling Regulatorily-Driven Market Fragmentation In Asia Through The Policymaking Lifecycle August 2020  /sites/default/files/asifma-fragmentation-paper-f20200804.pdf

ICSA Endorses GFMA Releases Principles For Achieving Consistent Regulatory Regimes And Supervisory Practices (2018) /sites/default/files/gfma-Principles.pdf

Best Practices for Regulatory Consultation (February 2013)  
(view this document in pdf format)
- Letter to FSB (view this document in pdf format)
- Letter to IOSCO (view this document in pdf format)

Principles for Better Regulation (October 2006)
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Principles for the Governance of Market Infrastructure (October 2006)
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Best Practices for Self-Regulatory Organizations (October 2006)
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ICSA Anti-Money Laundering Guidelines for Securities Firms (January 2006)
(view this document in pdf format)

ICSA Statement on Regulatory and Self-Regulatory Consultation Practices (October 2004)
(view this document in pdf format)

ICSA Business Continuity Planning Guidelines for Securities Firms (March 2004)
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ICSA Principles and Best Practices for Investor Education (January 2004)
(view this document in pdf format)