Secure Log In

Principles & Guidelines

                                                                                       Compass clipart. Free download transparent .PNG | Creazilla

 

IOSCO publishes Final Report on Leveraged Loans and CLOs Good Practices for Consideration (June 2024) /sites/default/files/IOSCONEWS736.pdf

Joint Association paper - Corporate Sustainability Due Diligence: An Effective Approach for Financial Institutions (January 2023) https://www.fia.org/sites/default/files/2023-01/CS3D%20An%20effective%20approach%20for%20financial%20institutions.pdf

Joint Trade association letter on supporting the EU securitisation market (November 2022) /sites/default/files/Joint-Letter_EU-Securitisation-Framework-3-November-2022.pdf

ICSA/EFAMA Global Memo on Benchmark Data Costs: Key recommendations for fair benchmark data costs (June 2021)  /sites/default/files/EFAMA%20ICSA%20Global%20Memo%20Benchmark%20Data%20Costs_1.pdf

Joint Association Letter on Digital Future for Financial Markets (August 2020)  /sites/default/files/Digital-Future-Letter-Final-signed.pdf

ASIFMA: New Industry Paper on Tackling Regulatorily-Driven Market Fragmentation In Asia Through The Policymaking Lifecycle August 2020  /sites/default/files/asifma-fragmentation-paper-f20200804.pdf

ICSA Endorses GFMA Releases Principles For Achieving Consistent Regulatory Regimes And Supervisory Practices (2018) /sites/default/files/gfma-Principles.pdf

Best Practices for Regulatory Consultation (February 2013)  
(view this document in pdf format)
- Letter to FSB (view this document in pdf format)
- Letter to IOSCO (view this document in pdf format)

Principles for Better Regulation (October 2006)
(view this document in pdf format)

Principles for the Governance of Market Infrastructure (October 2006)
(view this document in pdf format)

Best Practices for Self-Regulatory Organizations (October 2006)
(view this document in pdf format)

ICSA Anti-Money Laundering Guidelines for Securities Firms (January 2006)
(view this document in pdf format)

ICSA Statement on Regulatory and Self-Regulatory Consultation Practices (October 2004)
(view this document in pdf format)

ICSA Business Continuity Planning Guidelines for Securities Firms (March 2004)
(view this document in pdf format)

ICSA Principles and Best Practices for Investor Education (January 2004)
(view this document in pdf format)