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Research Documents
AFME publishes ‘Priorities for UK Financial Markets’ (July 2024) https://www.afme.eu/news/press-releases/details/afme-publishes-paper-priorities-for-uk-financial-markets-
AFME publishes ‘EU Securitisation back on track’ paper (May 2024) /sites/default/files/05062024%20AFME%20Securitisation%20paper%20Global%20ABS%20PR%20FINAL.pdf
ICMA publishes "Liquidity and resilience in the core European sovereign bond markets" (March 2024) /sites/default/files/4ea6d980-974f-440e-962b-d05092bec000.pdf
ICMA publishes a new paper on transition finance in the debt capital market (February 2024) /sites/default/files/a351f027-cdae-45f0-9505-cd6ece8ca391.pdf
ASIFMA publishes new report “Enabling an Efficient Regulatory Environment for AI – Practical Considerations for Generative AI” (January 2024) /sites/default/files/4914a76e-d3e6-448d-bb2d-936956143f15.pdf
ICMA, supported by the Hong Kong Monetary Authority publishes third edition of The Asian International Bond Markets: Development and Trends (March 2023) English version Chinese version
AFME: Liquidity Provision & Risk Management – Corporate Bond Markets (March 2023) https://www.afme.eu/publications/reports/details/liquidity-provision--risk-management--corporate-bond-markets
ICSA EMC 2022 Study Sustainable Capital Markets in Emerging Markets /sites/default/files/ICSA%20EMC%202022%20Research%20Report%20-%20Sustainable%20Capital%20Markets%20-%20June%2022.pdf
ICSA EMC 2021 Study Development of Emerging Capital Markets /sites/default/files/ICSA%20EMC%202021%20Research%20Report%20-%20Development%20of%20Emerging%20Capital%20Markets.pdf
ICSA EMC 2020 Study Financial Market Responses to COVID-19 /sites/default/files/ICSA%20Emerging%20Markets%20Committee%20Report%20-%20Responses%20to%20Covid-19%20-%20May%202020%20.pdf
What is Next for Securities Regulators? - Ian Russell /sites/default/files/Ian%20Russell%20May%2020.pdf
ICSA Chairman's Insights /sites/default/files/April%202020%20ICSA%20David%20Lynch_0.pdf - April 2020
ICSA EMC 2019 Study Comparison of Key Statistics in Securities Markets across Jurisdictions /sites/default/files/EMC%20Research%20Report%202019_1.pdf
ICSA EMC 2018 Study Measures Taken for Investor Education and Protection for Direct Equity Investors across Emerging Market Jurisdictions (May 2018) /sites/default/files/Investor%20Education%20and%20Protection%20-%20ICSA%20EMC%20Paper%202018.pdf
GFMA publishes GFMA Guiding Principles for Market Transparency
GFMA Framework for the Regulatory Use of Penetration Testing in the Financial Services Industry
ASFIMA publishes China’s Capital Markets – Navigating the Road Ahead (March 2018) /sites/default/files/china%27s%20capital%20markets%20%20continuing%20to%20navigate%20the%20road%20ahead.pdf
ICSA EMC 2017 Study Improving the Regulatory Impact Analysis across Emerging Market Countries (August 2017) /sites/default/files/ICSA%20EMC%20report%20-%20August%202017%20-%20Improving%20the%20Regulatory%20Impact%20Analysis%20across%20Emerging%20Market%20Countries.pdf
ICSA EMC 2016 Study Financial Innovation in EMC Capital Market /sites/default/files/Financial%20Innovation%20-%20ICSA%20EMC%20-2016.pdf
ICSA EMC 2015 Study Market-Based Financing in Emerging Market Countries /sites/default/files/Study%20on%20EMC%20Market%20Based%20Finance%20-2015.pdf
ICSA Research Note: Promoting Mutual Recognition (September 5, 2013)
(view this document in pdf format)
ICSA EMC’s Report on "Financing of SMEs through Capital Markets in Emerging Market Countries" (February 2013)
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- Letter to IBRD (view this document in pdf format)
- Letter to IFC (view this document in pdf format)
- Letter to IMF (view this document in pdf format)
- Letter to IOSCO (view this document in pdf format)
- Letter to OECD (view this document in pdf format)
ICSA EMC’s Report on "Derivatives Markets in Emerging Countries" (May 2012)
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ICSA EMC's Report on "Corporate Bond Market in Emerging Countries" (June 2011)
(view this document in pdf format)
Self-Regulation in Financial Markets: An Exploratory Study (September 2006)
(view this document in pdf format)
Principles and Regulations for Research-Related Conflicts of Interest (December 2004)
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Contingency Planning in ICSA Member Countries (2003)
(view this document in pdf format)
After The Bubble Has Burst: New Rules for Research Analsysts and Research Related Conflicts of Interest (June 3, 2003)
(view this document in pdf format)
Surveys
ICSA Member Survey Conduct and Culture (April 2016) /sites/default/files/ICSA%20MEMBER%20SURVEY%20-%20RESULTS%20-%20CULTURE%20AND%20CONDUCT%20-%20April%202016_0.pdf
Proficiency Standards in ICSA Member Countries (2002)
(view this document in pdf format)
Bankruptcy/Insolvency Framework (1999; 2000)
(view this document in pdf format)